Series 7 Jobs in New York
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Search Results - Series 7 Jobs in New York
Social Capital Resources LLC-New York
and research as needed.
Travel within territory (minimum of 2 times/year)
Qualifications:
Bachelor's Degree or equivalent work experience
Prior sales experience
Must have Series 7 & 63
Prior experience with Mutual Funds is preferable
2 years of prior...
resume-library.com -
Ascendo Resources-New York
calls, interest payments, cash position, and more
• Ensure completion of regulatory trade reporting
Requirements for this role:
• Active Series 7 license
• 2+ years working with a fixed income trading desk
• Ability to work on site in New York, NY 5...
mindmatch.ai -
Social Capital Resources LLC-New York
regulatory bodies and respond to regulatory inquiries and requests for information
Requirements:
Bachelor's degree in Business Administration, Finance , Legal or related field
4 + years of experience in public equities trading compliance
Series 7 required...
resume-library.com -
Crédit Agricole CIB-New York
degree required; Post Graduate Preferred
Experience Required:
Experience in the execution of securitization and structured finance transactions, including ABS and Private Placements
Specialist Training Required: Series 7, 63
Competencies Required...
mindmatch.ai -
Sharegain-New York
Proven track record of success in achieving or surpassing quotas
Experience in a consultative selling environment
Familiarity and comfortability operating in a longer-term sales cycle
FINRA Series 7 and 63 and a clean record with no disclosures...
resume-library.com -
TradeStation-New York
Bachelor’s degree
• Must obtain FINRA Series 7 License within 90 calendar days
• A self-motivated, highly driven and entrepreneurial personality
• Proficiency with analytical tools (Excel, Power BI, Google Data), databases, and financial analysis software...
mindmatch.ai -
MetLife Services and Solutions, LLC-New York
in working with rating agencies and modeling scenarios/stress-case
• Understanding of macro market, rates, and hedging
• Knowledge of financing facilities (Warehouse, term loan, portfolio)
• Series 7/79 required
Compensation for this position is largely...
appcast.io -
Freelance Recruiters-New York
of business that you actively advise today
• Certified to work as an Investment Adviser Representative (Series 65, Series 7 + 66, or equivalent)
• Excited by more ownership and the opportunity to have a meaningful impact
• Experience working with clients...
workable.com -
Mitchell Martin-New York
are a plus
" Team player
" Series 7 is required
Benefits and Perks
" Competitive salary with discretionary annual bonus
" Fully paid Medical, Dental, Vision, Disability, and Life Insurance
" Fully stocked kitchen; free breakfast and lunch every day...
resume-library.com -
TradeStation-New York
of Institutional financial services sales and trading experience
• Prior client facing experience in sales and account management preferably covering financial institutions (Family Offices, Asset Managers, Hedge Funds, RIAs, etc.)
• SIE, Series 7, 63, and 3...
mindmatch.ai -
Odeon Capital Group-New York
sales experience.
Active FINRA Series 7 and 63 licenses.
Expertise and knowledge in the US Treasury market.
A client book of business that will transfer to Odeon.
Benefits
Health Care Plan (Medical, Dental & Vision)
Retirement Plan (401k)
Paid...
resume-library.com -
Fidelity TalentSource LLC-New York
Job Description:
For you, client interactions aren t just transactions. They re relationships that need to be nurtured. Your innate personality makes you an ideal candidate to be a Relationship Manager.
The Expertise We re Looking For
• Series 7...
mindmatch.ai -
New York
clients
• Experience maintaining at least 30 client relationships on an ongoing basis
• Series 7 and 66 preferred
Skills:
• Strong organization skills and the ability to multitask and reprioritize within tight deadlines
• Excellent communication skills...
rockco.com -
Hold Brothers-New York
questions and other needs.
Requirements
• Bachelor’s degree in law, finance, business management or a related field.
• 3+ years’ proven experience in a compliance officer role and broker/dealer-related and escalations.
• Series 7 or equivalent required...
workable.com -
New York
accounts or sales experience, background in investment management industry, and strong knowledge of alternative strategies
• Demonstrated success in building and cultivating relationships with third-party wealth clients
• FINRA Series 7 and Series 63, 65...
icims.com -
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