Compliance Jobs in New York
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Search Results - Compliance Jobs in New York
Bny Mellon-New York
Additional information is available on Follow us on Twitter@BNYMellon or visit our newsroom at for the latest company news. Role description and opportunities: Risk and Compliance provide risk and compliance services across all BNY Mellon businesses including...
Social Capital Resources LLC-New York
Job Title: Trade Compliance Officer
Responsibilities:
Monitor trading activities to ensure compliance with relevant regulations, laws, and policies
work with traders to ensure that all trades are executed in compliance with regulatory...
resume-library.com -
Arnold & Porter-New York
The Firm Administration Department of Arnold & Porter has an opening for a Compliance ; The Compliance Coordinator may be located in Chicago, New York, or Washington, DC ; The Compliance Coordinator is responsible for assisting the Director...
Social Capital Resources LLC-New York
Top-Tier Investment Manager in Midtown is looking for a permanent Compliance Associate!
Responsibilities:
Interface with the compliance team, management, operations, or legal, as appropriate, to communicate, coordinate and resolve issues...
resume-library.com -
BNY Mellon-New York
or visit our newsroom at for the latest company news.
Risk and Compliance provide risk and compliance services across all BNY Mellon businesses including the following groups: Risk Management, Compliance, Global Corporate Security, Information Risk...
Phaxis LLC-New York
Established broker dealer is seeking a compliance candidate with swap dealer experience to join their growing team.
Responsibilities:
Lead compliance efforts for all Swaps executed through the Firm's Swap Execution Facility (SEF), serving...
resume-library.com -
BNY Mellon-New York
Additional information is available on Follow us on Twitter @BNYMellon or visit our newsroom at for the latest company news.
Role description and opportunities:
Risk and Compliance provide risk and compliance services across all BNY Mellon businesses...
Atlantic Group-New York
Location: NYC - Midtown (3-4 days in office)
Compensation: $100k-$120k base + bonus ($20k-$30k)
A global investment firm is seeking to hire a Compliance Analyst who will work closely with the firm’s Compliance Officer to support the compliance...
mindmatch.ai -
NYU Langone Health-New York
Glassdoor, Indeed, Facebook, Twitter, YouTube and Instagram.
Position Summary: We have an exciting opportunity to join our team as a Manager of Hospital Billing Compliance.
In this role, the successful candidate The Manager of Hospital Billing Compliance...
Crédit Agricole CIB-New York
Summary:
Under the supervision of the FCS (Financial Client Services) New-York, the Compliance Coordinator will work closely with the New York Compliance/ CPL team to support the implementation and execution of compliance initiatives, processes...
mindmatch.ai -
New York
to call home.
Purpose:
We are seeking an experienced HR Compliance professional to join our growing global HR headquarters team. In this position, you will drive HR process improvement and HR compliance efforts, ensuring coordination with local, state...
icims.com -
Crédit Agricole CIB-New York
Summary:
Reporting to the Head of Compliance Risk Assessment, the Compliance Risk Assessment Officer (CRAO) is in charge implementing CACIB US Compliance Risk Assessment Program.
Compliance risks must be identified before they can be properly...
mindmatch.ai -
Morgan Stanley-New York
Background on the Team The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks that transcend business lines, legal entities and jurisdictions of operation.
[…]
The individual's responsibilities...
efinancialcareers.com -
Bloomberg L.P.-New York
Legal Negotiations Specialist - Legal & Compliance (7 Month Contract) The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy we're...
connecticum.de -
Amazon-New York
of compliance programs and attestations to enable our customer base.
AWS is looking for independent, passionate, and deeply experienced professionals in the global financial services compliance and governance arena to provide thought leadership in assisting...
amazon.jobs -
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