Compliance Associate Jobs in New York
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Search Results - Compliance Associate Jobs in New York
Cardea Group-New York
Compliance Associate (New York, NY): Our client, a large asset manager with over $30 billion in assets, is currently seeking a driven Compliance Associate. Under the supervision of the Chief Compliance Officer and Director of Compliance...
mindmatch.ai -
Goldman Sachs-New York
As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs...
efinancialcareers.com -
Social Capital Resources LLC-New York
Top-Tier Investment Manager in Midtown is looking for a permanent Compliance Associate!
Responsibilities:
Interface with the compliance team, management, operations, or legal, as appropriate, to communicate, coordinate and resolve issues...
resume-library.com -
Goldman Sachs-New York
As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs...
efinancialcareers.com -
Hold Brothers-New York
Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements...
resume-library.com -
CICC-New York
Daily responsibilities include but not limited to: Manage compliance operations on the day-to-day basis; Aid CCO with compliance program intiatives; Conduct research with proprietary tools to identify red flags in AML/market manipulation...
efinancialcareers.com -
Hold Brothers-New York
Hold Brothers Capital, LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate to join the team. He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements...
workable.com -
Goldman Sachs-New York
As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs...
efinancialcareers.com -
Montvale (NJ), 23 mi from New York
for global product inventory, regulatory compliance and updating Regulatory Database (WERCS). Duties may include new product and raw material evaluation, health and safety compliance with all applicable regulations, chemical and product registration status...
icims.com -
Newark, 9 mi from New York
Responsibilities:
Supports the Compliance, Privacy and Ethics Manager with regard to privacy, compliance and ethics issues and responsibilities. Assists on activities related to maintenance of, and adherence to University Hospital’s policies...
icims.com -
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