Compliance Associate Jobs
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Search Results - Compliance Associate Jobs
Element 78 Partners, LLC-Los Angeles
Compliance Associates and Senior Compliance Associates
Do you have a thirst for Compliance? Would you like to learn how to become a CCO? If you're looking for a dynamic, fulfilling career where your contributions can make a real difference for some...
resume-library.com -
Mission Staffing-New York
Our client, a global law firm in New York, NY, is seeking a Compliance Assistant to join their growing team. This individual will be responsible for onboarding/offboarding attorneys, weekly compliance reporting, maintaining licensing...
mindmatch.ai -
Middlebury College-East Middlebury
Provides guidance on IRB committee requirements, including assistance with protocol modifications needed to secure approval, under the direction of the Associate Directot for Research Compliance.
Administers required training programs on safety...
resume-library.com -
GCM Grosvenor-Chicago
SUMMARY
As a member of Compliance, the individual in this position will be responsible for administering and supporting the compliance functions of GCM Grosvenor.
As an onsite/hybrid employee, you are expected to be in the office on Tuesdays...
mindmatch.ai -
Phaxis LLC-New York
Established broker dealer is seeking a compliance candidate with swap dealer experience to join their growing team.
Responsibilities:
Lead compliance efforts for all Swaps executed through the Firm's Swap Execution Facility (SEF), serving...
resume-library.com -
Goldman Sachs-New York
As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs...
efinancialcareers.com -
ApTask-Baltimore
to associate registered individuals
Handle resolution of escalated matters
Assist with targeted projects and support strategic initiatives
Qualifications:
Education level: Bachelor's Degree or higher
Legal and/or Compliance experience preferred
Familiar...
resume-library.com -
Marsh McLennan-Dublin (CA)
solutions.
The
Compliance Associate
will be an integral part of the team responsible for
investment management oversight
of the MGIM funds. This role will report into the Senior Compliance Lead who in turns supports the CEO of Mercers management company...
jobvertise.com -
eTeam-Baltimore
Job Role - Compliance Associate
Location - Baltimore, MD - Hybrid
Duration- 12 Months
• The position will be responsible for supporting all aspects of the registration and licensing processes to ensure that the regulatory requirements...
mindmatch.ai -
Middlebury College-Middlebury (VT)
Provides guidance on IRB committee requirements, including assistance with protocol modifications needed to secure approval, under the direction of the Associate Directot for Research Compliance.
• Administers required training programs on safety...
workable.com -
Randstad-Baltimore
We are seeking a dynamic and detail-oriented individual to join our Registration team as a Registration Specialist. In this role, you will be an integral part of our Shared Services Compliance division, responsible for managing the securities...
randstadusa.com -
Stronger Consulting-Los Angeles
includes a Grant Writer and Grants Compliance Associate. This is a role serving as part of Green Dot California’s central office team, primarily based in Los Angeles.
ESSENTIAL RESPONSIBILITIES
Work in partnership with the Senior Director of Development...
resume-library.com -
Enfield (CT)
and Protecting Customer Information.
The Legal Assistant/Compliance Associate position is responsible to provide support to the legal department of Farm Credit East under the direction of the General Counsel. This is a new position. The successful candidate...
tiptopjob.com -
Environmental Resources Management (ERM)-Walnut Creek (CA)
Ago
Managing Consultant, Environmental Remediation (Senior-Level)
locations 2 Locations time type Full time posted on Posted 5 Days Ago
Consultant, Environmental Air Quality Compliance (Associate Level)
locations 3 Locations time type Full time...
appcast.io -
Kroger-South Bend
retention
• Provide timely individual/department performance feedback to department heads & associates
• Assist with labor management & supply costs on a daily basis to meet customer service/financial targets
• Ensure store compliance & associate knowledge...
mindmatch.ai -
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