Chief Compliance Officer Jobs
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Search Results - Chief Compliance Officer Jobs
Maryland Department of General Services-Baltimore
Chief Compliance Officer (Program Manager I)
Maryland Department of General Services
Office of External Affairs (Baltimore, Maryland)
Position is Open Until Filled
Salary Range: Grade 19 - $85,168 - $111,505 (depending on experience...
mindmatch.ai -
The Symicor Group-Milwaukee
Chief Compliance Officer – To $125K – Milwaukee, WI – Job # 3141
Who We Are
The Symicor Group is a boutique talent acquisition firm based in Lincolnshire, IL & San Antonio, TX. Our nationally unique value proposition centers around providing...
resume-library.com -
Oliv Financial-Chicago
In-House Counsel / Chief Compliance Officer – FinTech Start-Up
Founded in 2023, North Pond LLC (NP) dba Oliv Financial is a B2B2C platform and innovation engine for financial partners to issue personal loans at significant scale. NP drives value...
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Fanning Personnel-Boston
A dynamic and growing SEC registered investment adviser with approximately $7 billion in regulatory assets under management, is currently seeking a highly focused and experienced Chief Compliance Officer (CCO). This position will lead the Compliance...
appcast.io -
Insigneo-Miami
The Deputy Chief Compliance Officer for Insigneo Advisory Services supports the Chief Compliance & Risk Officer in the development and implementation of the Firm’s compliance program and plan of the investment adviser designed to promote compliance...
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B.E. Smith-Boston
Hebrew SeniorLife has exclusively retained AMN Healthcare to lead a national search to recruit the Chief Compliance Officer. A newly created position and exceptional opportunity for a knowledgeable compliance executive to join a prestigious, mission...
appcast.io -
Larson Maddox-Chicago
We are seeking a seasoned Global Compliance Officer with over 10 years of demonstrated expertise in the financial services industry, specializing in Futures Commission Merchants (FCMs) and Broker-dealers. The ideal candidate will possess...
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U.S. Bank-San Francisco
Investment Management Attorney and Chief Compliance Officer page is loaded
Investment Management Attorney and Chief Compliance Officer
Apply locations Milwaukee, WI Charlotte, NC Portland, OR San Francisco, CA Chicago, IL time type Full time...
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Oak Ridge Financial-Golden Valley (MN)
the Chief Compliance Officer will possess proven leadership skills and extensive compliance experience to oversee the retail private client services and investment banking activities of a dually registered broker/dealer and SEC registered investment adviser...
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Forge Global, Inc.-San Francisco
The Role:
We are looking for a VP, CCO, for our Broker-Dealer and Registered Investment Advisor located in the San Francisco Bay Area. This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head...
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State Street Corporation-Boston
As Chief Compliance Officer you will Continue to improve and build upon a strong global compliance program in support of the fourth largest asset management firm in the world that keeps pace with applicable global regulations, including oversight...
efinancialcareers.com -
Rutherford Search-Boston
Our Client
A global multi-strategy asset management firm ($1tn+ AuM) is looking to introduce a Head of Compliance into their Private Investments division in Boston.
This business unit has grown significantly in recent years and as a result...
appcast.io -
Davie
Overview:
The Vice President & Chief Compliance Officer serves as head of regulatory compliance for the Company. The Chief Compliance Officer is responsible for the day-to-day administration and oversight of the Company’s Gaming Compliance Plan...
icims.com -
NATIVE HEALTH-Phoenix
Job Description
The Compliance Associate assists the Chief Compliance Officer with the development, implementation, oversight, and evaluation of NATIVE HEALTH’s Compliance Program. The Compliance Associate helps ensure that management and employees...
resume-library.com -
Phaxis LLC-New York
Assist in compiling necessary information for regulatory reviews, audits, and other examinations.
Manage the preparation of the Annual Chief Compliance Officer (CCO) Report for the SEF, along with other mandated reports.
Interface with technology...
resume-library.com -
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